WHO WE ARE
The Value of Independence
MEET THE TEAM
Dave graduated from Brigham Young University in 1980 with a degree in Finance. He immediately began his career as a financial advisor with a regional brokerage firm in Provo and worked the majority of his 37 years as a branch manager and investment advisor for the global firms of Smith Barney and Morgan Stanley. Dave has always thought of his clients as his partners and has enjoyed his years of aiding them in realizing their financial goals. Dave is a Registered Representative with Kestra Investment Services, LLC and an investment Advisor Representative with Kestra Private Wealth Services, LLC.
KC majored in Accounting with a Masters degree in taxation from Brigham Young University in 2007. He became a licensed Certified Public Accountant and began his career at KPMG. When a career opportunity with the Department of Treasury came, KC trained and became a Special Agent. As a Special Agent, he investigated various frauds, public corruption, and ponzi schemes. KC places a high value on honest investing and has enjoyed providing his clients with trustworthy advice since becoming a financial advisor in 2014. He also enjoys investigating companies instead of criminals. KC is a Registered Representative with Kestra Investment Services, LLC and an investment Advisor Representative with Kestra Private Wealth Services, LLC.
Dan graduated from Brigham Young University in 1996. He began his career developing software for Corel WordPerfect, PowerQuest Corporation, and finally Symantec Corporation. He transitioned his software experience into a career with Smith Barney and Morgan Stanley as an Investment Advisor from 2005-2017. Dan values the relationships he shares with the clients of the firm and enjoys working with Dave and KC to help clients realize their financial goals.